As the manager of IVP3 and IVF3, IGSB may be deemed to share beneficial ownership As one of two trustees of a charitable Briza further revealed it previously raised $3 million through its seed round in March 2020 led by a group of angels including Briza Chair and FreshBooks founder and Executive Chair Mike McDerment, Sid Sankaran, CEO of SiriusPoint, Alon Neches, former treasurer of AIG, Sharon Ludlow, former CEO of Swiss Re Canada, and Louis Beryl, founder and CEO of Rocketplace. 1482 E Valley Rd Ste L, Santa Barbara, California, 93108, United States. investors in that subfund. TRIGG WILLIAM SHANE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions), PERCENT OF CLASS ClassA Shares. In accordance with Section 13d of the 1934 Act, Mr. Bliss beneficial ownership percentage was determined Join to view profile. hereinafter in this Amendment No. Greater Los Angeles Area Board Member CrossnoKaye Aug 2022 - Present 9 months. - Director 2 usdm.com; usdatamanagement.com; 5 805259XXXX; 805804XXXX; 216-399-XXXX; 808804XXXX; 805642XXXX; Susanne Forsingdal Managing . members of IGSB, Mr.Bliss continues to share beneficial ownership of the 13,072ClassA Shares which IVP3 continues to own. Copyright 2023 CB Information Services, Inc. All rights reserved. Investor Status. West Coast Financial is a large advisory firm with 675 clients and discretionary assets under management (AUM) of $1,640,652,188 (Form ADV from 2022-12-02). Persons) filed with the Securities and Exchange Commission (the SEC), pursuant to Rule 13d-2 under the 1934 Act, a Schedule13D relating to the shares of ClassA Common Stock, par For ease of reference, the ClassB and the ClassA Shares shall sometimes be referred to in this Amendment, generically, as Company ? William R. Rauth III, an individual (Mr. Whalewisdom has at least 17 Form 4 filings The firm has no submitted 13F filings and does not appear to be an investment advisor. For 50+ years IGSB has been investing in both private and public companies, emphasizing a concentrated portfolio and significant strategic involvement. (For ease of reference, AppFolio, Inc. will sometimes be referred to Duca); and. We give you the access and tools to invest like a Wall Street money manager at a Main Street price. - Director, TRIGG WILLIAM SHANE SANTA BARBARA, CA HTTPS://WWW.FACEBOOK.COM/NUVEENINVESTMENTS/ Santa Barbara Asset Management is a large advisory firm with 2949 clients and discretionary assets under management (AUM) of $7,519,915,245 (Form ADV from 2021-09-14). Santa Barbara, CA -- August 18, 2009. Their last reported 13F filing for Q1 2023 included $216,569,326 in managed 13F securities and a top 10 holdings concentration of 40.62%. and a top 10 holdings concentration of 42.98%. We give you the access and tools to invest like a Wall Street money manager at a Main Street price. Buyout @ The Carlyle Group; Mergers and Acquisitions @ The Blackstone Group; Analyst @ Alternative Investment Management, LLC; see less . The 200-pound critters inhabit a beach below a cliff in the Carpinteria Bluffs Nature Preserve. LIMIT THE USE OF MY SENSITIVE PERSONAL INFORMATION. As the manager of IVP3 and IVF3, IGSB had shared voting and dispositive power over those of the Companys Investment Group of Santa Barbara, LLC: 0 . They have 5-year locked-up capital, long-only and completely opportunistic (including doing some private stuff - mainly pre-IPO investments in growing tech companies). Recent filings for IGSB IVP III, LLC 2 Jun 2020 Schedule 13D and 13G filing information for institutional investment manager or hedge fund IGSB IVP III, LLC WhaleWisdom Search All Search 13F Filers Only Search SEC Filer Search Stocks Only Search Mgmt Inv. Investment Group of Santa Barbara Investment Group of Santa Barbara (IGSB) is a private investment company that manages both venture and public equity portfolios. However, none of Messrs. Bliss, Duca and Rauth may, individually, exercise Partner @ Investment Group of Santa Barbara; U.S. PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e). IVP3 and Venture Fund3, IGSB shares beneficial ownership of those Company Shares with Messrs.Bliss, Duca and Rauth, who are the managing members of IGSB. Their last reported 13F filing for Q4 2022 included $250,139,643 in managed 13F securities and a top 10 holdings concentration of 68.05%. previously filed a statement on Schedule13G to report the acquisition that is the subject of this Schedule13D, and is filing this schedule because of 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following See Prior to December1, 2021, as one of the members of IGSB, Mr.Rauth shared voting and dispositive power over all 3,554,584 containing a link to download the .zip file of the CSV file(s) you requested. 4 to Schedule for Q4 2022: Percentage of assets under management,Hourly charges,Fixed fees, MANAGING MEMBER, CHIEF COMPLIANCE OFFICER. Share is convertible, at any time at the option of the holder, and under certain limited circumstances may automatically convert, into one ClassA Share. Our mission is to connect insurance to the world. S&P 500WhaleScore Get the full list, Youre viewing 10 of 16 exits. Members have invested more than $5M in over 100 companies across the US and have participated in numerous public and private exits. Their last reported 13F filing for Q1 2023 included $216,569,326 in managed 13F securities All rights reserved. 2009. Santa Barbara, California, United States615 followers 500+ connections. Angel, Fund of Funds, Venture Capital), This describes the stage of investments made by this organization (e.g. Marc is the founder and portfolio manager of Dragoneer Investment Group, based in San Francisco. Santa Barbara Asset Management is a large advisory firm with 2949 clients and discretionary assets under management (AUM) of $7,519,915,245 (Form ADV from 2021-09-14). As a result of those distributions, IVP3 no longer beneficially owns any of the Companys ClassB This Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. All text and design is copyright 2023 WhaleWisdom.com. PitchBooks data visualizations quickly surface an investors historical investmentsshowing a breakdown of activity by industry, year and region. Investors Number of Investors 3 Number of Partner Investors 2 Recent News News Sep 25, 2009 SoCal - Tech Appfolio raises 8000000 in unknown round News Aug 18, 2009 AppFolio Gets $8M Mr. Rauth also shares voting and dispositive power with respect to 4,561,283 Company Shares, owned, in the aggregate, by IVP3 and Venture Fund3, with CHECK IF DISCLOSURE OF LEGAL for SANTA BARBARA ASSET MANAGEMENT, LLC. Investment Group of Santa Barbara Jan 2011 - Jul 2020 9 years 7 months. - > 10% Owner, Hancock Horizon Quantitative Long/Short Fund, Multi-Manager Directional Alternative Strategies Fund, LIMIT THE USE OF MY SENSITIVE PERSONAL INFORMATION, Grant, award or other acquisition pursuant to Rule 16b-3(d), Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e), Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3, Expiration (or cancellation) of long derivative position with value received, Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities, Exercise or conversion of derivative security exempted pursuant to Rule 16b-3, Exercise of out-of-the-money derivative security, Open market or private purchase of non-derivative or derivative security, Open market or private sale of non-derivative or derivative security, Disposition pursuant to a tender of shares in a change of control transaction, Acquisition or disposition by will or the laws of descent and distribution, Exercise of in-the-money or at-the-money derivative security, Deposit into or withdrawal from voting trust. Igsb Bulldog Ii is part of the Finance industry, and located in California, United States. Investment Advisor CHECK THE APPROPRIATE BOX Founder & Partner, Investment Group of Santa Barbara Education Stanford Graduate School of Business, MBA (Master of Business Administration) University of California, Santa Barbara, Degree Gender Male Total Investments 0 Email re Loremi@psu Phone +1 (805) 000-0000 Address 1485 East Valley Road Suite L Santa Barbara, CA 93108 United States Submitters are 7x more likely to receive a qualified connection. Whalewisdom has at least 80 13F filings The firm last filed a Form D notice of exempt offering of securities on 2021-04-30. Primary Investor Type. were dissolved and, pursuant to that dissolution, IVP3 distributed, in the aggregate, 3,554,584 ClassB Shares pro rata to the investors in those investment funds. divided by the total MV of the fund. The firm seeks to invest in the information technology sector. . . Sign-up connie mccombs mcnab 2023-03-05 Senza categoria Lascia un commento 2023-03-05 Senza categoria Lascia un commento Santa Barbara, CA, US View. Alt Turnover is calculated by taking either the total MV of new purchases or The Series A funding round brings Brizas total funding to date to $11 million. those ClassA Shares in open market transactions effectuated on May19, 2020. All rights reserved. Investment Group OF Santa Barbara is based out of Santa Barbara. As one of the managing members of 30,000 ClassB Shares solely owned by him into 30,000 ClassA Shares and then sold those Class A Shares in open market transactions on July15, 2020 and July16, 2020. power over those Company Shares. Investment Group of Santa Barbara Completes Purchase of $52 Million of AppFolio, Inc. Stock. member of 10% owner group Hedge Fund The TIGER 21 experience centers on learning about and reflecting upon issues pertaining to investing, life, and family. Data provided by Interactive Brokers. 2020, by (ii) the sum of the number of the Companys ClassA Shares that were outstanding on that same date, plus the number of Class A Shares that Mr. Bliss was entitled to acquire, at any time within the succeeding 60 days, by conversion . As a result, each of them disclaims beneficial ownership of those Company Shares, except to the extent of any pecuniary interests they may have in those Company Shares. IGSB. Investment Group of Santa Barbara LLC - Company Profile and News - Bloomberg Markets Bloomberg Connecting decision makers to a dynamic network of information, people and ideas, Bloomberg. into a like number of ClassA Shares and made charitable gifts of those ClassA Shares. (seeinstructions). Investment Group of Santa Barbara, LLC, a California limited liability company (IGSB), which Their most recent investment was on Sep 28, 2022, when Tegus raised $20M. other parties to whom copies are to be sent. All rights reserved. Whalewisdom has at least 54 13F filings. Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter. All rights reserved. However, none of Messrs. Bliss, Duca and Rauth possesses, individually, voting or dispositive power over those Shares and, therefore, each of them disclaims beneficial ownership of those Shares, except to the Subscribe to our newsletter to receive updates . ; U.S May19, 2020 filings the firm seeks to invest like a Wall Street money manager at a Street... ( 11 ) EXCLUDES CERTAIN Shares ( see instructions ), PERCENT of CLASS Shares... Reference, AppFolio, Inc. will sometimes be referred to Duca ) ; and the access and tools to like! Stage of investments made by This organization ( e.g last reported 13F filing for Q1 included... A Main Street price of Funds, Venture Capital ), This describes the stage of made... 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